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Spacetime positive energy is proved for dimensions four and higher under natural decay and positivity assumptions

April 21, 2026arXiv: 2604.18561v1

This paper shows that a natural notion of total energy for spacetime initial data is positive when the space dimension n is at least four. The main technical conclusion is that a constant α that appears in the metric far away from the matter must be positive. In the language of the field, α is the coefficient in the usual asymptotic expansion of the metric at infinity, so proving α>0 is the spacetime positive energy theorem for these data.

The authors work with an initial data set (M,g,q). Here g is a Riemannian metric on an n‑dimensional manifold M (n≥4) and q is a symmetric tensor that encodes the extrinsic curvature of M in spacetime. They define a scalar µ from the scalar curvature of g and q, and a one‑form J from derivatives of q. The hypotheses include that M is asymptotically flat (outside a compact set it looks like the complement of a ball in Euclidean space) with precise decay rates for g and q, and a pointwise inequality µ−|J|_g>0 everywhere. They also assume a stronger inequality near infinity of the form µ−|J|_g ≥ κ r^{3−n}|q|_g for some κ>0. Under these assumptions the theorem asserts α>0.

To prove this, the authors use a regularized version of the Jang equation. The Jang equation is a geometric partial differential equation introduced by P. S. Jang and used by Schoen and Yau to turn a spacetime positivity problem into a Riemannian one. The regularization they use adds a small “capillary” term to control the behavior of solutions. They build a global solution u of that modified Jang equation, obtain decay and derivative estimates for u at infinity, and then form a new metric tg = g + du⊗du and a one‑form Ξ built from u and q.

A key analytic identity, originally from Schoen and Yau, relates the scalar curvature of the new metric tg and the one‑form Ξ to the original energy quantities µ and J and to the Jang equation itself. By combining that identity with the assumed positivity of µ−|J|_g, and by using a shielding principle from Lesourd–Unger–Yau to localize the argument, the authors obtain an integral inequality. They then argue by contradiction: assuming α≤0 they use these constructions and a dimension‑descent argument from their earlier Riemannian positive mass result to manufacture an (n−1)‑dimensional dataset with zero mass. That contradicts their Riemannian positive mass theorem, so α must be positive.

Why this matters: the positive energy theorem is a basic consistency check for general relativity. It says that, for reasonable initial data describing matter and gravitational fields, the total energy measured at infinity cannot be negative. Extending this statement to higher space dimensions is important for the mathematical foundations of the theory and for related problems in geometric analysis. The proof also ties together several powerful tools: the Jang equation, precise decay estimates, and recent work on shielding and dimension descent.

Important caveats and limitations: the result requires the technical hypotheses listed above — smoothness, specific decay rates for the metric and q, and the pointwise positivity µ−|J|_g>0 (with a stronger quantitative bound near infinity). The argument relies on a regularized Jang equation and on earlier deep results, including the authors’ own Riemannian positive mass theorem cited as a companion work. The excerpt provided is a portion of the full paper and refers to several detailed estimates and lemmas; those technical parts carry the most delicate assumptions and would need to be checked for any particular application.

Source paper

On the spacetime positive energy theorem in arbitrary dimension

Mathematics
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